Flexible endoscopic evaluation of swallowing (FEES) has been available, since approximately 1988, to assess patient swallowing function and determine appropriate oral intake. At this stage, FEES is not a novel diagnostic tool;however, what is novel are the findings from our pilot data on swallowing as assessed in healthy participants. Surprisingly, scant data exist on """"""""normal swallowing"""""""" to guide health care providers in determining what constitutes """"""""abnormal swallowing."""""""" In our pilot studies, we found an unexpectedly broad range of normal swallowing that has not been previously reported or currently appreciated. That is, we found in 65 healthy older adult participants, slower swallowing than expected, food and liquid residue in their throats, and occurrences of aspiration (i.e., food or liquid enters the airway below the level of the vocal folds). Specifically, on the latter observation, we found that 19% of our older adults demonstrated aspiration at some point and time during the pilot studies. Accordingly, the primary aim of this project is to examine swallowing, via FEES, in normal participants across the life span in an effort to provide an accurate definition of normal to serve as a benchmark for the diagnoses of abnormal swallowing in both clinical and research realms.
Specific aim one is to assess the effect of age, gender, bolus type, bolus volume, bolus viscosity, and bolus delivery method on swallowing in healthy participants. Swallowing will be assessed with four indices: 1) penetration aspiration scale (PAS) scores, 2) pharyngeal response duration, 3) pharyngeal closure duration, and 4) pharyngeal residue during FEES. Two hundred ten individuals, 20-90 years old will participate. Our pilot data support the following hypotheses: More penetration and aspiration events, longer pharyngeal response, longer pharyngeal closure duration, and greater residue are observed in older adults. Pharyngeal closure duration is longer in males than in females. Penetration and aspiration occurrences are greater, pharyngeal response times are longer, and pharyngeal residue is greater with larger boluses. Penetration and aspiration events/scores are affected by bolus type (e.g., milk vs. water) and viscosity (e.g., thin liquid vs. puree). Four experiments are proposed to further investigate these preliminary findings in detail.
Specific aim two is to determine the intra-and inter-rater reliability of the four swallowing parameters. Intra-rater reliability will be tabulated from nine clinicians as a function of initial, and short- (i.e., one day) and long-term (i.e., one-week) repeat ratings. Inter-rater reliability will be acquired as a function of clinician endoscopic experience from nine clinicians of equal balanced groups (i.e., beginning, intermediate, and advanced = 10-100, 101-1,000, and 1,001-10,000 FEES performed, respectively). Completing these two aims will provide robust preliminary data on swallowing in normal participants and its reliability as assessed with FEES. The results of this exploratory R03 pilot grant will guide the stratification needs of a R01 grant platform that will obtain extensive normative data on swallowing with FEES. Relevance: The primary aim of this project is to examine swallowing, via Flexible Endoscopic Evaluation of Swallowing (FEES), in healthy participants across the life span. Currently, there is surprisingly little data on normal swallowing for clinicians and researchers to accurately diagnose swallowing disorders and make appropriate diet recommendations. The information derived from this study will not only serve to greatly enhance diagnosis and clinical care of patients with swallowing disorders but also serve as foundational data on normal swallowing of which to build a R01 grant application.

Public Health Relevance

The primary aim of this project is to examine swallowing, via Flexible Endoscopic Evaluation of Swallowing (FEES), in healthy participants across the life span. Currently, there is surprisingly little data on normal swallowing for clinicians and researchers to accurately diagnose swallowing disorders and make appropriate diet recommendations. The information derived from this study will not only serve to greatly enhance diagnosis and clinical care of patients with swallowing disorders but also serve as foundational data on normal swallowing of which to build a R01 grant application.

Agency
National Institute of Health (NIH)
Institute
National Institute on Deafness and Other Communication Disorders (NIDCD)
Type
Small Research Grants (R03)
Project #
1R03DC009875-01
Application #
7575847
Study Section
Special Emphasis Panel (ZDC1-SRB-R (34))
Program Officer
Shekim, Lana O
Project Start
2008-12-05
Project End
2011-11-30
Budget Start
2008-12-05
Budget End
2009-11-30
Support Year
1
Fiscal Year
2009
Total Cost
$152,043
Indirect Cost
Name
Wake Forest University Health Sciences
Department
Surgery
Type
Schools of Medicine
DUNS #
937727907
City
Winston-Salem
State
NC
Country
United States
Zip Code
27157
Butler, Susan G; Markley, Lisa; Sanders, Brian et al. (2015) Reliability of the penetration aspiration scale with flexible endoscopic evaluation of swallowing. Ann Otol Rhinol Laryngol 124:480-3
Feng, Xin; Todd, Tee; Hu, Yunping et al. (2014) Age-related changes of hyoid bone position in healthy older adults with aspiration. Laryngoscope 124:E231-6
Butler, Susan G; Clark, Hollins; Baginski, Scott G et al. (2014) Computed tomography pulmonary findings in healthy older adult aspirators versus nonaspirators. Laryngoscope 124:494-7
Todd, J Tee; Stuart, Andrew; Lintzenich, Catherine R et al. (2013) Stability of aspiration status in healthy adults. Ann Otol Rhinol Laryngol 122:289-93
Lester, Scott; Langmore, Susan E; Lintzenich, Catherine R et al. (2013) The effects of topical anesthetic on swallowing during nasoendoscopy. Laryngoscope 123:1704-8
Feng, Xin; Todd, Tee; Lintzenich, Catherine R et al. (2013) Aging-related geniohyoid muscle atrophy is related to aspiration status in healthy older adults. J Gerontol A Biol Sci Med Sci 68:853-60
Todd, J Tee; Lintzenich, Catherine Rees; Butler, Susan G (2013) Isometric and swallowing tongue strength in healthy adults. Laryngoscope 123:2469-73
Butler, Susan G; Lintzenich, Catherine Rees; Leng, Xiaoyan et al. (2012) Tongue adiposity and strength in healthy older adults. Laryngoscope 122:1600-4
Maslan, Jonathan; Leng, Xiaoyan; Rees, Catherine et al. (2011) Maximum phonation time in healthy older adults. J Voice 25:709-13
Butler, Susan G; Maslan, Jonathan; Stuart, Andrew et al. (2011) Factors influencing bolus dwell times in healthy older adults assessed endoscopically. Laryngoscope 121:2526-34

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