There exists a growing demand to share all publicly-funded research data, including magnetic resonance images (MRI). Concurrently, it has been shown that high-resolution facial reconstructions can be generated from MRI, and face recognition software can match these reconstructions with participant photos. Standard MRI de-identification removes participant names from the image header, but does nothing to prevent face recognition. Identified individual research participants would be irreversibly linked with all the collected protected health information, such as diagnoses, biomarker results, genetic risk factors, and neuropsychiatric testing. Although data use agreements can legally protect study administrators, these legal mechanisms do not directly protect participants. If participants were publicly identified by a careless or malicious individual, this event would significantly and permanently erode public trust and participation in medical research. Many large imaging studies of Alzheimer?s disease (AD) and related dementias are vulnerable to this threat. To address this threat, we propose a novel technique that de-identifies MRI by replacing facial imagery with a generic, average face (i.e., a digital face ?transplant?). Unlike existing methods that remove or blur faces, our approach minimizes added bias and noise in imaging biomarker measurements by producing a de-identified MRI that resembles a natural image. This imminent privacy threat grows with burgeoning technology and with the increased public sharing of research data. We propose to refine, validate, publicly share, and broadly apply our technique to several of the field?s largest imaging studies of Alzheimer?s disease and related dementias.
Aim 1 : Refine and validate an optimized face de-identification algorithm 1A) Refine the software to further decrease the potential for face recognition; 1B) Refine the software to maximize robustness and minimize impact upon common brain biomarker measurements.
Aim 2 : Investigate effects of age, race, and sex 2A) Evaluate the effects of age, race, and sex on the proposed de-identification method; 2B) Adapt software to ensure that the algorithm protects all participants equally.
Aim 3 : Apply our technique to large ongoing studies to protect participant privacy 3A) Implement our de-identification method for data sharing in the Mayo Clinic Study of Aging and Mayo Clinic Alzheimer?s Disease Research Center imaging studies; 3B) Implement our de-identification method for the A4 study, prospectively; 3C) Implement our de-identification method for ALLFTD, both prospectively and retrospectively; 3D) Implement our de-identification method for ADNI, both prospectively and retrospectively.
Aim 4 : Share the software freely for research use

Public Health Relevance

Recent advances in magnetic resonance imaging and facial recognition technologies have together made it possible to create realistic images of participant faces from medical research images and automatically match these with photographs on a large scale, creating an imminent and growing threat to the privacy of research participants, including those in many large imaging studies of Alzheimer?s disease (AD) and related dementias. We propose a novel technique that de-identifies MRI by replacing facial imagery with an average face, producing a de-identified MRI that resembles an unmodified image and has reduced negative effects upon popular brain biomarker measurement software. We propose to refine, validate, publicly share, and broadly apply our technique to several of the largest imaging studies of Alzheimer?s disease and related dementias.

Agency
National Institute of Health (NIH)
Institute
National Institute on Aging (NIA)
Type
High Priority, Short Term Project Award (R56)
Project #
1R56AG068206-01
Application #
10232009
Study Section
Emerging Imaging Technologies in Neuroscience Study Section (EITN)
Program Officer
Hsiao, John
Project Start
2020-09-15
Project End
2021-08-31
Budget Start
2020-09-15
Budget End
2021-08-31
Support Year
1
Fiscal Year
2020
Total Cost
Indirect Cost
Name
Mayo Clinic, Rochester
Department
Type
DUNS #
006471700
City
Rochester
State
MN
Country
United States
Zip Code
55905