This application proposes new methodology to resolve problems with current instrumental variable (IV) methods (e.g., control function, generalized method of moments, linear IV models) that compare treatments while adjusting for unmeasured confounding with respect to cross-sectional and longitudinal dichotomous, count, and rate outcomes from observational and randomized mental health studies. We focus on the """"""""treated-on-treated"""""""" (TOT) treatment effect that has been designated as crucial for health care policy and clinical decisions. The TOT effect is commonly estimated in mental health studies with the """"""""as-treated"""""""" effect that has shown to be biased. Current IV methods do not yield unbiased estimates of TOT effects for dichotomous, count, or incidence outcomes in the form of clinically interpretable odds or risk ratios. Because TOT effects involve the receipt of treatments selected by patients and providers, they are vulnerable to selection bias in both observational and randomized trials, for which the TOT effect does not involve comparisons between randomized groups. The innovation of this approach arises from resolving the problems of current IV approaches for the TOT odds and risk ratio based on either cross- sectional or longitudinal outcomes, evaluating IV assumptions under the logistic and log-linear models, and assessing time-varying effect modifiers of treatment as outlined in the Specific Aims:
Aim 1 : To extend, with assessments of crucial assumptions, non-linear IV structural nested mean (SNM) models for estimating treated-on-treated odds, risk, and incidence ratios to complex observational and randomized contexts, for which such TOT estimates are not obtainable under other IV methods, including the control function and generalized method of moments approaches.
Aim 2 : To extend the above new methodology in Aim 1 and 2 to longitudinal binary, count, and incidence outcomes in accounting for acute and lagged effects of treatment on outcomes.
Aim 3 : To extend the longitudinal methodology in Aim 2 to assess time-varying effect modifiers of treatment on longitudinal outcomes.
Aim 4 : To assess the methods in Aims 1, 2 and 3 with simulations and applications to several randomized and observational studies.
Aim 5 : To disseminate the resulting methodology with corresponding software, documentation, and web-based tutorials.

Public Health Relevance

The nonlinear instrumental variable structural nested mean model method is extended for estimating treatment on treated odds risk, and incidence ratios for observational and randomized trials with respect to assessing IV assumptions, longitudinal outcomes, and time-varying effect modifiers treatment.

Agency
National Institute of Health (NIH)
Institute
National Institute of Mental Health (NIMH)
Type
High Impact Research and Research Infrastructure Programs—Multi-Yr Funding (RC4)
Project #
1RC4MH092722-01
Application #
8037491
Study Section
Special Emphasis Panel (ZRG1-HDM-C (56))
Program Officer
Rupp, Agnes
Project Start
2010-09-27
Project End
2013-09-26
Budget Start
2010-09-27
Budget End
2013-09-26
Support Year
1
Fiscal Year
2010
Total Cost
$1,478,027
Indirect Cost
Name
University of Pennsylvania
Department
Biostatistics & Other Math Sci
Type
Schools of Medicine
DUNS #
042250712
City
Philadelphia
State
PA
Country
United States
Zip Code
19104
Cheng, Jing; Lin, Winston (2018) Understanding Causal Distributional and Subgroup Effects With the Instrumental Propensity Score. Am J Epidemiol 187:614-622
Wodtke, Geoffrey T; Almirall, Daniel (2017) Estimating Moderated Causal Effects with Time-varying Treatments and Time-varying Moderators: Structural Nested Mean Models and Regression with Residuals. Sociol Methodol 47:212-245
Kasari, Connie; Kaiser, Ann; Goods, Kelly et al. (2014) Communication interventions for minimally verbal children with autism: a sequential multiple assignment randomized trial. J Am Acad Child Adolesc Psychiatry 53:635-46
Baiocchi, Michael; Cheng, Jing; Small, Dylan S (2014) Instrumental variable methods for causal inference. Stat Med 33:2297-340
Almirall, Daniel; Griffin, Beth Ann; McCaffrey, Daniel F et al. (2014) Time-varying effect moderation using the structural nested mean model: estimation using inverse-weighted regression with residuals. Stat Med 33:3466-87
Guo, Zijian; Cheng, Jing; Lorch, Scott A et al. (2014) Using an instrumental variable to test for unmeasured confounding. Stat Med 33:3528-46
Collins, Linda M; Nahum-Shani, Inbal; Almirall, Daniel (2014) Optimization of behavioral dynamic treatment regimens based on the sequential, multiple assignment, randomized trial (SMART). Clin Trials 11:426-434
Almirall, Daniel; Nahum-Shani, Inbal; Sherwood, Nancy E et al. (2014) Introduction to SMART designs for the development of adaptive interventions: with application to weight loss research. Transl Behav Med 4:260-74
Joffe, Marshall M (2013) Discussion on ""surrogate measures and consistent surrogates"". Biometrics 69:572-5