This award is funded under the American Recovery and Reinvestment Act of 2009 (Public Law 111-5).

The effects of earthquake surface fault rupture on building foundations are investigated in this research with the goals of developing sound analytical procedures for evaluating the hazard, providing guidance regarding effective design concepts for buildings that are built near active faults, and advancing promising ground improvement techniques for mitigating this hazard.

Recent earthquakes have provided numerous examples of the devastating effects of earthquake surface fault rupture on structures. Several major cities are built in areas containing active faults that can break the ground surface (e.g., Los Angeles, Salt Lake City, San Diego, San Francisco, and Seattle). Along with the often spectacular observations of damage, examples of satisfactory performance of structures have been observed. These examples of satisfactory performance indicate that similar to other forms of ground failure, effective design strategies can be developed to address the hazards associated with surface fault rupture. A rational analytical, design, and mitigation framework for addressing the surface fault rupture hazard is required.

This research focuses on evaluating the responses of different building foundations at sandy soil sites with different relative densities and thicknesses that are subjected to reverse or normal fault movements. The surface fault rupture problem is investigated as a soil-structure-interaction phenomenon using the explicit finite difference method with the nonlinear effective stress UBC-SAND soil model. Well-documented field case histories and two comprehensive centrifuge studies are being used to gain insight and to establish benchmarks for the analysis. After calibrating the analytical model, a comprehensive numerical investigation of the effects of earthquake surface fault rupture on building foundations is performed. Several promising mitigation techniques are also being explored. The analytical results will provide both fundamental insights and practice-oriented recommendations.

Several government agencies and professional committees are re-examining existing policies or developing new policies to address the surface fault rupture hazard. Advancements in surface fault rupture hazard mitigation lag behind those for other forms of ground failure, because of the overreliance on avoidance. However, not all faults can be avoided, and not all faults require strict avoidance if mitigation techniques can be shown to be effective in handling the ground deformation associated with minor fault movements. Effective mitigation and design procedures are required, and their use requires robust analytical procedures. The results of this research project meet a critical need in society by helping engineers and urban planners address this hazard. Additionally, due the complexity of the phenomena, important advances in the understanding of the failure of soil and of soil-structure-interaction are being made.

Project Start
Project End
Budget Start
2009-08-01
Budget End
2013-09-30
Support Year
Fiscal Year
2009
Total Cost
$297,798
Indirect Cost
Name
University of California Berkeley
Department
Type
DUNS #
City
Berkeley
State
CA
Country
United States
Zip Code
94704