Antitumor antibody therapeutics have significantly impacted the treatment of cancer over the past two decades, yet challenges and opportunities remain. For advanced stage solid tumor treatment, complete clinical remissions are infrequent and transient, even with concomitant chemotherapy. A better understanding of the common therapeutic and resistance mechanisms is urgently needed to improve clinical outcomes of this emerging class of monoclonal antibody (mAb) therapeutics. The first clinical successes, Rituximab (anti-CD20), Trastuzumab (anti- HER2) and Cetuximab (anti-EGFR) were initially thought to work exclusively through interruption of their respective downstream signaling pathways. Unexpectedly, however, our own studies demonstrated that Fc-FcR interactions were required for efficacy of these drugs in the mouse, defining an essential role for effector immunity. Consistent with our observations in mice, several clinical studies have since correlated favorable clinical outcomes in cancer patients harboring higher IgG affinity FcR alleles. The FcR-mediated immunological mechanisms have been collectively described as 'antibody- dependent cellular cytotoxicity'(ADCC), a concept that stems from in vitro observations of cytotoxic FcR-bearing innate effectors (macrophages, neutrophils and NK cells) that rapidly kill IgG-coated tumor cells, within hours. Yet in vivo, with the exception of Rituximab-mediated clearance of normal and malignant B cells in the blood (e.g., CLL), there is little evidence for an 'ADCC-like'acute inflammatory response for solid tumor treatment. Instead, the slower kinetics of tumor responses are more consistent with an induced adaptive immune response, elicited as a """"""""vaccinal"""""""" response to combination chemotherapy and antitumor antibodies. In this model, antibody opsonization of apoptotic/necrotic material provides a therapeutic window to modulate the immunological outcome of tumor antigen uptake by antigen presenting cells. Our recent studies demonstrated clinical relevance of this vaccinal pathway in breast cancer patients treated with chemotherapy + trastuzumab. Patients treated with this regimen developed antitumor HER-2 specific immunity, which we found were enriched in patients with favorable clinical outcomes, indicating that """"""""passive"""""""" mAb therapy induces """"""""active"""""""" tumor immunity that may contribute to efficacy. In this proposal, we will further define the importance of the vaccinal pathway mechanistically (Aim 1) and pursue efforts to enhance these effects using two innovative approaches. We will first use antitumor antibodies engineered to selectively engage activating human Fc receptors on dendritic cells (Aim 2), and secondly, we will use pharmacologic strategies to block inhibitory pathways that limit T cell activation (Aim 3).
Our Aims are designed to test the hypothesis that removal of negative regulatory pathways could promote this burst of antibody-enhanced antigen delivery, leading to effective anti-tumor cell T cell generation and conversion of a suboptimal antitumor treatment response into meaningful clinical benefit.

Public Health Relevance

Antitumor antibodies have made a major impact in the treatment of cancer, with seven FDA approved mAbs used in treatment of breast, colon, head and neck and lymphoid malignancies. Underlying immunological mechanisms have remained largely unknown and insights in the area could improve therapy for the entire class of therapeutics. We have demonstrated in prior studies that administration of antitumor antibodies induces tumor specific immunity in the host acting through dendritic cells like a vaccine against breast cancer: While important these clinical observation studies cannot address mechanism nor can they guide therapeutic advances. The present proposal will accomplish both of these two goals;1) By using mice genetically disabled for inducing vaccine effects we will examine the singular importance of this dendritic cell pathway in antibody-mediated tumor responses. 2) We will examine two approaches that are likely to boost the ability of antibodies to induce active immunity: a) use of engineered antibodies that will selectively engage the key receptor on human dendritic cells, FcRIIA;b) secondly we will remove regulatory obstacles impeding antitumor T cell responses, including regulatory T cells and inhibitory signaling pathways on effector T cells (PD-1 and CTLA-4). These approaches, if successful could be immediately translated to the clinic. Given the early clinical success of anti-PD1, the potential approval of anti-CTLA4 as a single agent in melanoma, and the availability of denileukin difitox as a regulatory T cell depleting agent in humans, our murine studies could provide the rationale and guidance for early clinical evaluation of these immunomodulatory agents in combination with antitumor antibody regimens.

National Institute of Health (NIH)
National Cancer Institute (NCI)
Research Project (R01)
Project #
Application #
Study Section
Cancer Immunopathology and Immunotherapy Study Section (CII)
Program Officer
Song, Min-Kyung H
Project Start
Project End
Budget Start
Budget End
Support Year
Fiscal Year
Total Cost
Indirect Cost
Columbia University (N.Y.)
Schools of Medicine
New York
United States
Zip Code