Cataract surgery restores sight and is one of the most common surgeries performed. For these reasons, the effectiveness, safety, cost, and accessibility of cataract surgery procedures and therapies are highly significant. Because the evidence base for infection prophylaxis is limited, surgeon practices are highly variable. We propose to conduct a retrospective comparative effectiveness study that will leverage variation in practice among the 297 cataract surgeons providing care to 6.6 million California members of Kaiser Permanente. The study will examine whether the variation in prophylaxis evident among Kaiser Permanente surgeons resulted in differences in infection risk. Recent preliminary data indicate that 71% of surgeons routinely use patient- instilled eye drops before the day of surgery, 26% nurse-instilled eye drops in the pre-op holding area, 13% subconjunctival injection, 30% intracameral injection, and 58% intra-operative eye drops. Nearly all use post- operative eye drops, but there is variation in choice of agent. The study will use these variations to estimate the comparative and incremental effectiveness of prophylactic strategies. The study will use data recorded into the electronic medical record from 460,000 cataract surgeries performed during 2005-2011, of which 350 infections occurred. We will validate the endophthalmitis diagnosis and surgical complications for 1000 patients (all 350 endophthalmitis cases plus a random sample of 700 non- cases). The study will use instrumental variables to make valid inferences, and each prophylactic procedure will be evaluated individually, while holding constant other prophylactic procedures. The rapid, low-cost study we propose is an essential step to developing the knowledge base for future research. We will use the data to fully articulate the rationale for a randomized controlled trial, including information gaps, priorities, and feasibility, and to build surgeon and pharmacist support. In addition, we will elucidate design trade-offs linked to the unit of randomization and consent process, eligibility and population subsets, the number of study arms, contrasts, the measurement system, protocol adherence, and study power. In addition, the comparative-effectiveness study has a high likelihood of immediately informing clinical decision-making on several key issues, most particularly, prophylaxis before the day of therapy, before any surgical complication could occur. If the level of practice variation in the Medicare fee-for-service program mirrors Kaiser Permanente's, then the excess number of infections could be as large as 2,000 annually. If the study demonstrates that pre-operative antibiotic administrations can be eliminated, we calculate potential savings of ~$70 per case in drug costs alone, totaling $127 million annual savings to Medicare. If it further demonstrates that intra- and post- operative administrations can be switched to the older-generation antibiotics, additional savings would amount to ~$60 per case for a total annual savings to Medicare of $236 million annually.

Public Health Relevance

Cataract surgery restores sight and is one of the most common surgeries performed. Infections that occur as a result of surgery reduce visual acuity and are expensive to treat. The proposed study will evaluate options for reducing infection risk. Improving the evidence base could standardize care, reduce infections, and increase access to cataract surgery.

Agency
National Institute of Health (NIH)
Institute
National Eye Institute (NEI)
Type
Exploratory/Developmental Grants (R21)
Project #
5R21EY022989-02
Application #
8600280
Study Section
Special Emphasis Panel (ZEY1)
Program Officer
Wideroff, Louise
Project Start
2013-02-01
Project End
2015-01-31
Budget Start
2014-02-01
Budget End
2015-01-31
Support Year
2
Fiscal Year
2014
Total Cost
Indirect Cost
Name
Kaiser Foundation Research Institute
Department
Type
DUNS #
City
Oakland
State
CA
Country
United States
Zip Code
94612
Shorstein, Neal H; Lucido, Carol; Carolan, James et al. (2017) Failure Modes and Effects Analysis of bilateral same-day cataract surgery. J Cataract Refract Surg 43:318-323
Herrinton, Lisa J; Liu, Liyan; Alexeeff, Stacey et al. (2017) Immediate Sequential vs. Delayed Sequential Bilateral Cataract Surgery: Retrospective Comparison of Postoperative Visual Outcomes. Ophthalmology 124:1126-1135
Naseri, Ayman; Melles, Ronald B; Shorstein, Neal H (2017) Intracameral Antibiotics in the Shadow of Hemorrhagic Occlusive Retinal Vasculitis. Ophthalmology 124:580-582
Liu, Liyan; Shorstein, Neal H; Amsden, Laura B et al. (2017) Natural language processing to ascertain two key variables from operative reports in ophthalmology. Pharmacoepidemiol Drug Saf 26:378-385
Slean, Geraldine R; Shorstein, Neal H; Liu, Liyan et al. (2017) Pathogens and antibiotic sensitivities in endophthalmitis. Clin Exp Ophthalmol 45:481-488
Herrinton, Lisa J; Shorstein, Neal H; Paschal, John F et al. (2016) Comparative Effectiveness of Antibiotic Prophylaxis in Cataract Surgery. Ophthalmology 123:287-94
Hoffman, Richard S; Braga-Mele, Rosa; Donaldson, Kendall et al. (2016) Cataract surgery and nonsteroidal antiinflammatory drugs. J Cataract Refract Surg 42:1368-1379
Wong, David C; Waxman, Michael D; Herrinton, Lisa J et al. (2015) Transient macular edema after intracameral injection of a moderately elevated dose of cefuroxime during phacoemulsification surgery. JAMA Ophthalmol 133:1194-7
Shorstein, Neal H; Liu, Liyan; Waxman, Michael D et al. (2015) Comparative Effectiveness of Three Prophylactic Strategies to Prevent Clinical Macular Edema after Phacoemulsification Surgery. Ophthalmology 122:2450-6
Carnahan, Matthew C; Chang, William J; Shorstein, Neal H et al. (2014) New benchmark in preventing phacoemulsification-related endophthalmitis. J Cataract Refract Surg 40:1568

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