Empirical research has found that democracies are more likely than any other regime type to win the wars that they enter. The causal relationships underpinning this finding remain unclear. Several arguments have been put forward to explain this pattern, including the claim that democracies can organize and share information better than autocracies can, which leads democracies to have battlefield advantages. It is contended as well that soldiers fight harder for democracies. An institutional line of reasoning posits that democratic leaders do not wage the most difficult wars because their hold on power depends more heavily on their population's approval than is the case for leaders of other types of regimes; losing wars hurts the re-election chances of democratic leaders, and matters little for the survival in power of leaders in autocracies.

This project examines why democracies win a higher percentage of the wars they enter than do autocracies. To weigh contending arguments in the literature, the project proposes a theoretical model and tests it in experimental work. First, the researcher presents a model of domestic decision making and interstate conflict. The model ties together the risks involved with interstate war, the distribution of resources domestically, and the desire of leaders to accumulate spoils of office. In the model, democracies are defined as groups where the leader needs a majority of votes to win the bonus of resources, and autocracies are defined as groups where the leader can win the bonus with the support of only one player in addition to the leader. Without communication, autocracies are predicted to win a higher percentage of wars than democracies. It is also possible, however, for a democracy that can communicate to organize itself efficiently and win a higher percentage of conflicts than non-democracies or democracies without communication. This is possible because non-leaders in a democracy have the incentive to reveal their private information if the leader commits to investing in public goods. Autocrats cannot commit to investing in public goods, so members that do not benefit from private goods provided by the autocrat have no incentive to reveal their private information. Second, to test if democratic groups can organize efficiently in the face of uncertainty; the researcher proposes to carry out small-group experiments, one of the first sets of group-based conflict-related laboratory experiments. The experiment will be performed at New York University's Center for Experimental Social Science (CESS).

This project has several broader implications of relevance to the public policy community and military decision makers. Whereas the model in this project is framed with interstate conflict in mind, the underlying theme of how to incentivize the flow of information from the bottom up is widely applicable.

Project Report

? This project addresses the causal mechanism behind the finding in the International Relations literature that democracies win wars more often than autocracies. I began with a game theoretical model that combined aspects of international conflict and domestic politics. The model revealed that without communication, democracies and autocracies were equally likely to win conflicts. However, when communication is allowed, it becomes possible for democracies to organize more efficiently than autocracies and to win more conflicts. The model further predicated that, following Selectorate theory, democratic leaders would provide a higher level of public goods than autocratic leaders. I then tested the model using a laboratory experiment. While experimental work is becoming more common in International Relations, this is one of the first game theoretical laboratory experiments to include aspects of both domestic politics and foreign policy. The experiment produced some evidence that democracies can organize more efficiently, but was unable to show that democracies increase their chances of winning wars through efficient communication. In line with the main prediction of Selectorate theory, democratic leaders in the experiment supplied more public goods than autocratic leaders. As predicted, the larger winning coalition prompted democrats to rely on public goods to build support. This is first laboratory test to provide support for Selectorate theory's prediction that leaders of polities with larger winning coalitions invest more heavily in public goods. Consistent with that finding, autocratic leaders kept more of their group's wealth for themselves and citizens in autocracies received lower payoffs than citizens in democracies. Overall, two key points emerge from this study. First, I provide micro-foundational support that democratic institutions compel leaders to invest in public goods at a higher rate than autocratic institutions, leaving citizens better off. Second, I argue that democratic institutions allow societies to organize more efficiently. Under an autocracy, citizens know they are unlikely to receive any benefit from winning a war so they have little incentive to incur costs associated with the fighting. In contrast, citizens of a democracy know that their leader will reinvest spoils of war back into society through public goods to ensure reelection. Thus, citizens are more willing to accept the costs of fighting, leading to an advantage for democracies in war.

Agency
National Science Foundation (NSF)
Institute
Division of Social and Economic Sciences (SES)
Type
Standard Grant (Standard)
Application #
1065780
Program Officer
Brian Humes
Project Start
Project End
Budget Start
2011-06-01
Budget End
2012-05-31
Support Year
Fiscal Year
2010
Total Cost
$5,378
Indirect Cost
Name
New York University
Department
Type
DUNS #
City
New York
State
NY
Country
United States
Zip Code
10012